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Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

Angela A. Hung, Noreen Clancy, Jeff Dominitz, Eric Talley, Claude Berrebi




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 | #6725888 in Books |  Rand Publishing |  2008-03-14 |  2008-03-14 | Original language:English | PDF # 1 |  11.09 x.70 x8.66l,.0 | File type: PDF | 228 pages

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||From the Inside Flap|This report examines current practices and investor understanding of broker-dealers, and investment advisers--two distinct types of financial professionals whose boundaries have blurred in recent decades.

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.



You can specify the type of files you want, for your gadget.Investor and Industry Perspectives on Investment Advisers and Broker-Dealers   |  Angela A. Hung, Noreen Clancy, Jeff Dominitz, Eric Talley, Claude Berrebi. I really enjoyed this book and have already told so many people about it!

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